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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-16 |
Branch Locations
210 South Main St, Greenville, SC 29601-2832 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empower Advisory Group, Llc | Greenwood Village | CO | 12/2025 | 03/2026 |
| Unemployed | Mills River | NC | 08/2019 | 12/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2024 | 02/2025 |
| Fidelity Investments | Greenville | SC | 03/2026 | Present |
| Northwestern Mutual Investment Services Llc | Greenville | SC | 08/2024 | 02/2025 |
| J.P. Morgan Securities Llc | Simpsonville | SC | 01/2025 | 07/2025 |
| Jpmorgan Chase Bank, N.A. | Simpsonville | SC | 01/2025 | 07/2025 |
| Pnc Bank | Cleveland | OH | 07/2009 | 08/2019 |
| Pnc Bank | Cleveland | OH | 12/2019 | 04/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 07/2025 | 03/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2024 | 02/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-01 |
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