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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oc Rooms | Ocean City | MD | 05/2019 | 09/2019 |
| Oc Rooms | Ocean City | MD | 05/2021 | 09/2021 |
| Rhoads Energy | Lancaster | PA | 02/2023 | 05/2023 |
| Beeler Communications | York | PA | 11/2023 | 03/2024 |
| Colorado State University | Fort Collins | CO | 08/2019 | 05/2023 |
| T. Rowe Price | Owings Mills | MD | 04/2024 | 06/2025 |
| Mccleary's Pub | Marietta | PA | 06/2023 | 03/2024 |
| Dallastown Area High School | Dallastown | PA | 08/2014 | 06/2019 |
| Unemployed | York | PA | 06/2025 | 12/2025 |
| Lpl Financial | Lancaster | PA | 12/2025 | Present |
1. 2/2026 - Waterfront Financial - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 2/20/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-24 |
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