Austin Gregory Geils

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-12-20

GA RA
APPROVED

Since 2024-12-20

Branch Locations

Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Atlanta	GA	04/2024	Present
Spiniolas Inc.	Harvard	IL	06/2023	04/2024
Geils Farms	Harvard	IL	09/2020	06/2023
Unemployed	Unemployed	IL	05/2020	09/2020
Marian Central Catholic Highschool	Woodstock	IL	08/2016	05/2020

04/2024 → Present

Oppenheimer & Co. Inc.

Atlanta, GA
06/2023 → 04/2024

Spiniolas Inc.

Harvard, IL
09/2020 → 06/2023

Geils Farms

Harvard, IL
05/2020 → 09/2020

Unemployed

Unemployed, IL
08/2016 → 05/2020

Marian Central Catholic Highschool

Woodstock, IL

Other Businesses

NAME OF BUSINESS: UPPER ECHELON BARTENDING. NATURE OF BUSINESS: PRIVATE BARTENDING. POSITION: BARTENDER. START DATE: 5/22/2026. # OF HOURS OUTSIDE BUSINESS: 14 HOURS/MONTH . # OF HOURS DURING BUSINESS: 0 HOURS. DUTIES: BARTENDING. NOT INVESTMENT RELATED. NO PHYSICAL ADDRESS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-12-17
S63	Uniform Securities Agent State Law Examination	2024-08-29

S65 Uniform Investment Adviser Law Examination

2024-12-17
S63 Uniform Securities Agent State Law Examination

2024-08-29

Other Names

Austin Geils

View on SEC IAPD