Paul Anthony Bukowski

Current Employers

Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-23
CT	RA	APPROVED	2024-07-26

CA RA
APPROVED

Since 2024-10-23
CT RA
APPROVED

Since 2024-07-26

Branch Locations

Santa Monica, CA • United States

420 Lexington Avenue, Suite 1705, New York, NY 10170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advisors Asset Management, Inc	Monument	CO	03/2024	Present
The Hartford	Hartford	CT	12/2005	03/2024

03/2024 → Present

Advisors Asset Management, Inc

Monument, CO
12/2005 → 03/2024

The Hartford

Hartford, CT

Other Businesses

1) Bukowski HH LLC 139 Montclair Drive, West Hartford, CT 06107 Started: 4/26/16 Hrs/Mth: 1 (none during trading hours) Description: Partner in LLC which owns rental real estate Not business securities related 2) Bukowski 30B LLC 139 Montclair Drive, West Hartford, CT 06107 Started: 7/24/21 Hrs/Mth: 1 (none during trading hours) Description: Partner in LLC which owns rental real estate Not business securities related 3) L22 Investments LLC 139 Montclair Drive, West Hartford, CT 06107 Started: 6/30/21 Hrs/Mth: 1 (none during trading hours) Description: Partner in LLC which owns my angel investment in CalcGuard Technologies, Inc. 4) PBWH LLC 139 Montclair Drive, West Hartford, CT 06107 Start: 07/20/2024 Hours: 1 hour per quarter Description: Single Member LLC, where I am the single Member. LLC set-up to invest in vacation rental real estate Not business securities related

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-08-22

S63 Uniform Securities Agent State Law Examination

2024-08-22

Designations

View on SEC IAPD