Brooks Ralph

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-29

TX RA
APPROVED

Since 2025-05-29

Branch Locations

Grapevine, TX • United States

One Destiny Way, Westlake, TX 76262-8103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hub City Productions	Dallas	TX	05/2021	03/2024
Arizona Snowbowl	Flagstaff	AZ	01/2021	05/2021
Fidelity Investments	Westlake	TX	03/2024	Present
Full Time Student	San Marcos	TX	05/2015	05/2018
Aja Electrical Llc	Wimberley	TX	05/2019	05/2020
Unemployed	San Marcos	TX	05/2020	01/2021
Quail Creek Country Club	San Marcos	TX	05/2018	08/2018
Full Time Student	San Marcos	TX	08/2018	05/2019

05/2021 → 03/2024

Hub City Productions

Dallas, TX
01/2021 → 05/2021

Arizona Snowbowl

Flagstaff, AZ
03/2024 → Present

Fidelity Investments

Westlake, TX
05/2015 → 05/2018

Full Time Student

San Marcos, TX
05/2019 → 05/2020

Aja Electrical Llc

Wimberley, TX
05/2020 → 01/2021

Unemployed

San Marcos, TX
05/2018 → 08/2018

Quail Creek Country Club

San Marcos, TX
08/2018 → 05/2019

Full Time Student

San Marcos, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-28
S63	Uniform Securities Agent State Law Examination	2024-07-03

S66 Uniform Combined State Law Examination

2025-05-28
S63 Uniform Securities Agent State Law Examination

2024-07-03

View on SEC IAPD

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