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Edward Liu

Capital Client Group, Inc.

Los Angeles, CA

Los Angeles , CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-24
IN RA APPROVED 2025-10-23
  • CA RA
    APPROVED
    Since 2026-06-24
  • IN RA
    APPROVED
    Since 2025-10-23

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Los Angeles , CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Jefferson University Philadelphia PA 03/2022 12/2022
Defense Logistics Agency Philadelphia PA 06/2016 08/2018
Pennsylvania State University University Park PA 08/2015 05/2021
Dick's Sporting Goods State College PA 08/2021 09/2021
Unemployed Havertown PA 09/2021 03/2022
Strategic Advisers, Llc / Fidelity Bkge. Svcs. Llc Indianapolis IN 03/2024 09/2025
Capital Group / Capital Client Group, Inc. Carmel IN 09/2025 Present
Unemployed Havertown PA 12/2022 03/2024
  • 03/2022 → 12/2022
    Thomas Jefferson University
    Philadelphia, PA
  • 06/2016 → 08/2018
    Defense Logistics Agency
    Philadelphia, PA
  • 08/2015 → 05/2021
    Pennsylvania State University
    University Park, PA
  • 08/2021 → 09/2021
    Dick's Sporting Goods
    State College, PA
  • 09/2021 → 03/2022
    Unemployed
    Havertown, PA
  • 03/2024 → 09/2025
    Strategic Advisers, Llc / Fidelity Bkge. Svcs. Llc
    Indianapolis, IN
  • 09/2025 → Present
    Capital Group / Capital Client Group, Inc.
    Carmel, IN
  • 12/2022 → 03/2024
    Unemployed
    Havertown, PA
Previous Registrations
  • 2025-03-31 → 2025-09-10
    Strategic Advisers Llc
    Indianapolis, IN
    Indianapolis, IN
    Boston, MA
  • 2024-11-26 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-11
  • S66 Uniform Combined State Law Examination
    2024-11-11
Other Names
  • Ed Liu

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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