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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-01-22 |
Branch Locations
8351 E. Walker Springs Lane Suite 401, Knoxville, TN 37923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Franklin | TN | 03/2024 | 01/2025 |
| Unemployed | Oak Ridge | TN | 06/2023 | 03/2024 |
| Tennessee Water And Air Technology | Louisville | TN | 02/2023 | 06/2023 |
| Unemployed | Oak Ridge | TN | 10/2022 | 02/2023 |
| Renovations Plus | Nashville | TN | 08/2016 | 10/2022 |
| The Prudential Insurance Company Of America | Franklin | TN | 06/2024 | 01/2025 |
| Lpl Enterprise, Llc | Franklin | TN | 11/2024 | 01/2025 |
| Equitable Advisors, Llc | New York | NY | 02/2025 | 12/2025 |
| Guardian Life Insurance Company | Knoxville | TN | 12/2025 | Present |
| Park Avenue Securities | Knoxville | TN | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-06 |
| S65 | Uniform Investment Adviser Law Examination | 2023-12-07 |
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