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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-04-13 |
Branch Locations
117 Seaboard Lane Ste E204, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Franklin | TN | 03/2024 | 04/2026 |
| Bankers Life | Brentwood | TN | 09/2023 | 02/2024 |
| Belmont University | Nashville | TN | 01/2020 | 08/2023 |
| Nassau Community College | Garden City | NY | 01/2018 | 12/2019 |
| Village School | Great Neck | NY | 01/2016 | 12/2017 |
| Nylife Securities Llc | Franklin | TN | 07/2024 | 04/2026 |
| Lpl Enterprise Llc | Franklin | TN | 04/2026 | Present |
1. 4/1/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Nashville TN - OBA Start date: 03/11/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 4/1/2026 - JUSTIN HARNICK, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Nashville TN - OBA Start date: 03/11/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-31 |
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