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Jacob Herrera

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-03
CA RA APPROVED 2024-05-25
  • TX RA
    APPROVED
    Since 2024-07-03
  • CA RA
    APPROVED
    Since 2024-05-25

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 06/2022 Present
A&I Repographics Ontario CA 11/2021 06/2022
Gorman Learning Center Redlands CA 03/2014 06/2020
Mt San Antonio College Walnut CA 08/2020 06/2022
Citrus College Glendora CA 08/2018 06/2020
University Of Arizona Global Campus Chandler AZ 02/2023 03/2024
Bank Of America N.A. Los Angeles CA 05/2024 Present
  • 06/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 11/2021 → 06/2022
    A&I Repographics
    Ontario, CA
  • 03/2014 → 06/2020
    Gorman Learning Center
    Redlands, CA
  • 08/2020 → 06/2022
    Mt San Antonio College
    Walnut, CA
  • 08/2018 → 06/2020
    Citrus College
    Glendora, CA
  • 02/2023 → 03/2024
    University Of Arizona Global Campus
    Chandler, AZ
  • 05/2024 → Present
    Bank Of America N.A.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-23
  • S66 Uniform Combined State Law Examination
    2024-05-23

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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