Cullan Brunson Duke

Current Employers

Lucia Wealth Management, Llc

Mobile, AL • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2024-05-06

AL RA
APPROVED

Since 2024-05-06

Branch Locations

Mobile, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Regions Financial	Mobile	AL	11/2012	03/2024
Lucia Wealth Management, Llc	Mobile	AL	04/2024	Present

11/2012 → 03/2024

Regions Financial

Mobile, AL
04/2024 → Present

Lucia Wealth Management, Llc

Mobile, AL

Other Businesses

1) LUCIA CHARITABLE, NOT INVESTMENT RELATED, ALABAMA, NON-PROFIT CHARITY, PRESIDENT / CEO, SEPTEMBER 2023, 80 HOURS PER MONTH, ALL DURING TRADING HOURS, RUNNING CHARITY 2) SCRIVENER LEGAL, NOT INVESTMENT RELATED, ALABAMA, PREPARING REAL ESTATE AND ESTATE PLANNING DOCUMENTS, ATTORNEY, OWNER, MANAGING MEMBER, 80 HOURS PER MONTH, ALL DURING TRADING HOURS, PREPARING LEGAL DOCUMENTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-15

S65 Uniform Investment Adviser Law Examination

2023-06-15