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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-31
  • CA RA
    APPROVED
    Since 2025-07-31

Branch Locations

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

Kirkland • Canada

1000 De La Gauchetiere West Suite 2600, Montreal H3B 4W5 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Ltd. Montreal, Quebec 03/2024 Present
Raymond James (Usa) Ltd. Montreal, Quebec 03/2024 Present
Td Waterhouse Canada Inc. Montreal 08/2023 02/2024
Bmo Nesbitt Burns Inc. Montreal 01/2022 07/2023
Cangary Immigration Consulting Services Montreal 11/2017 12/2021
Unemployed Montreal 01/2017 10/2017
Concordia University Montreal 01/2015 12/2016
  • 03/2024 → Present
    Raymond James Ltd.
    Montreal, Quebec
  • 03/2024 → Present
    Montreal, Quebec
  • 08/2023 → 02/2024
    Td Waterhouse Canada Inc.
    Montreal
  • 01/2022 → 07/2023
    Bmo Nesbitt Burns Inc.
    Montreal
  • 11/2017 → 12/2021
    Cangary Immigration Consulting Services
    Montreal
  • 01/2017 → 10/2017
    Unemployed
    Montreal
  • 01/2015 → 12/2016
    Concordia University
    Montreal
Other Businesses

Raymond James Ltd. ("RJL"), a registered investment dealer with CIRO, is the Canadian affiliate and parent company of Raymond James (USA) Ltd. The business is investment related. Xiao Du is located at Bureau 2600, 1000 rue de la Gauchetiere Ouest, Montreal, Quebec, Canada, H3B 4W5 and has been employed since March 5, 2024. They are a full-time employee and their title with RJL is "Investment Associate, CFA." They devote 160 hours a month to this business during business and trading hours. Their job duties include sales.

Designations
Other Names
  • Dixie Du

View on SEC IAPD

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