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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-08
  • CA RA
    APPROVED
    Since 2026-05-08

Branch Locations

425 Market Street Suite 1800, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life San Francisco CA 03/2024 Present
Diamondtip Llc Berkeley CA 06/2009 02/2024
Nylife Securities Llc San Francisco CA 10/2024 Present
Eagle Strategies Llc San Francisco CA 05/2026 Present
  • 03/2024 → Present
    New York Life
    San Francisco, CA
  • 06/2009 → 02/2024
    Diamondtip Llc
    Berkeley, CA
  • 10/2024 → Present
    Nylife Securities Llc
    San Francisco, CA
  • 05/2026 → Present
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-27
S63 Uniform Securities Agent State Law Examination 2024-12-21
  • S65 Uniform Investment Adviser Law Examination
    2026-04-27
  • S63 Uniform Securities Agent State Law Examination
    2024-12-21

View on SEC IAPD

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