Paul Michael Gargano

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2011-06-13
GA	RA	APPROVED	2010-07-12
SC	RA	APPROVED	2010-06-21
NC	RA	APPROVED	2004-02-02

VA RA
APPROVED

Since 2011-06-13
GA RA
APPROVED

Since 2010-07-12
SC RA
APPROVED

Since 2010-06-21
NC RA
APPROVED

Since 2004-02-02

Branch Locations

Banner Elk, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Orange	CA	01/2004	Present

01/2004 → Present

Centaurus Financial, Inc.

Orange, CA

Previous Registrations

2001-12-31 → 2004-02-10

Equitable Advisors, Llc

Charlotte, NC

Other Businesses

GARGANO FINANCIAL GROUP POSITION: owner NATURE: DBA for branding purposes only INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 1 START DATE: 06/12/2014 ADDRESS: Banner Elk, NC 28604, United States DESCRIPTION: DBA for branding purposes only

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-07
S63	Uniform Securities Agent State Law Examination	1999-05-08

S65 Uniform Investment Adviser Law Examination

1999-07-07
S63 Uniform Securities Agent State Law Examination

1999-05-08

Designations

Other Names

Paul M Gargano

View on SEC IAPD