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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Svn | Boston | MA | 05/2016 | 12/2016 |
| Verity Press, Llc | Boulder | CO | 12/2016 | 12/2016 |
| Nest Home Lending | Centennial | CO | 01/2017 | 12/2018 |
| Spire Financial | Denver | CO | 01/2019 | Present |
| Summit Global Investments, Llc | Bountiful | UT | 03/2024 | 02/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2025 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2025 | Present |
1. SPIRE FINANCIAL, 1123 Auraria Pkwy, Suite 300 and 400, Denver CO 80204, United States, 01/02/2019, W2 Employee, Loan Originator, INV REL, 8 HR/MO - 0 HR/MO TRADING 2. FIT HOUSE DENVER, 888 S Jason St, Denver CO 80223, United States, 01/13/2025, Coach, 1099, NIR, 26 HR/MO - 0 HR/MO TRADING 3. AXIOM WEALTH ALLIANCE, 730 17th St, Suite 830, Denver CO 80202, 12/2022, Financial Planner, DBA Name, NIR, 160 HR/MO, 160 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-10-09 |
| S65 | Uniform Investment Adviser Law Examination | 2024-05-10 |
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