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Inactive

Nicholas Gregory Caruso

Mariner

Madison, NJ

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-30
  • NJ RA
    APPROVED
    Since 2025-01-30

Branch Locations

One Giralda Farms Suite 130, Madison, NJ 07940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors Overland Park KS 04/2024 Present
Mariner Wealth Advisors Overland Park KS 06/2022 03/2024
Shoprite Chester NJ 08/2020 05/2022
Equitable Advisors Morristown NJ 06/2020 07/2020
World Finers Foods, Inc. Bloomfield NJ 06/2019 05/2020
Weis Markets, Inc. Flanders NJ 03/2018 05/2019
Unemployed Long Valley NJ 11/2017 03/2018
Moe's Southwestern Grill Hackettstown NJ 04/2016 11/2017
  • 04/2024 → Present
    Mariner Wealth Advisors
    Overland Park, KS
  • 06/2022 → 03/2024
    Mariner Wealth Advisors
    Overland Park, KS
  • 08/2020 → 05/2022
    Shoprite
    Chester, NJ
  • 06/2020 → 07/2020
    Equitable Advisors
    Morristown, NJ
  • 06/2019 → 05/2020
    World Finers Foods, Inc.
    Bloomfield, NJ
  • 03/2018 → 05/2019
    Weis Markets, Inc.
    Flanders, NJ
  • 11/2017 → 03/2018
    Unemployed
    Long Valley, NJ
  • 04/2016 → 11/2017
    Moe's Southwestern Grill
    Hackettstown, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-18
  • S65 Uniform Investment Adviser Law Examination
    2025-01-18
Other Names
  • Nicholas Caruso

View on SEC IAPD

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