Best Investors Account Sign in

Alexander Kingsley Smith

Robert W. Baird & Co. Incorporated

Chicago, IL

Claim This Profile
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-03
  • IL RA
    APPROVED
    Since 2025-03-03

Branch Locations

227 West Monroe Street, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 04/2024 02/2025
Hamilton College Clinton NY 01/2021 05/2023
Aon Mclagan Stamford CT 06/2023 04/2024
Aon Mclagan Stamford CT 06/2022 08/2022
Mechanics Bank Irvine CA 06/2021 08/2021
Tiger Mama Boston MA 06/2019 07/2019
Education Clinton NY 09/2005 05/2023
Robert W. Baird & Co. Incorporated Chicago IL 03/2025 Present
  • 04/2024 → 02/2025
    Nuveen Securities, Llc
    Chicago, IL
  • 01/2021 → 05/2023
    Hamilton College
    Clinton, NY
  • 06/2023 → 04/2024
    Aon Mclagan
    Stamford, CT
  • 06/2022 → 08/2022
    Aon Mclagan
    Stamford, CT
  • 06/2021 → 08/2021
    Mechanics Bank
    Irvine, CA
  • 06/2019 → 07/2019
    Tiger Mama
    Boston, MA
  • 09/2005 → 05/2023
    Education
    Clinton, NY
  • 03/2025 → Present
    Robert W. Baird & Co. Incorporated
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-26
  • S66 Uniform Combined State Law Examination
    2024-06-26
Other Names
  • Alexander K Smith

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor