Tsun Tat Wong

1881 Page Mill Rd., Suite #236, Palo Alto, CA 94304 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-04-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Bank Of Shanghai, Hk	Hong Kong		06/2019	03/2024
Dbs Ltd, Hk	Hong Kong		12/2016	09/2018
Inforte Group	Foster City	CA	04/2024	09/2024
Osaic Wealth, Inc.	Foster City	CA	06/2024	09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palo Alto	CA	09/2024	04/2026
Standard Chartered Bank Ltd	Hong Kong		02/2016	12/2016
Unemployed	Hong Kong		09/2018	06/2019
Bank Of America, N.A.	Palo Alto	CA	10/2024	04/2026
Oceaniq Capital	Redwood City	CA	04/2026	Present

06/2019 → 03/2024

Bank Of Shanghai, Hk

Hong Kong
12/2016 → 09/2018

Dbs Ltd, Hk

Hong Kong
04/2024 → 09/2024

Inforte Group

Foster City, CA
06/2024 → 09/2024

Osaic Wealth, Inc.

Foster City, CA
09/2024 → 04/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
02/2016 → 12/2016

Standard Chartered Bank Ltd

Hong Kong
09/2018 → 06/2019

Unemployed

Hong Kong
10/2024 → 04/2026

Bank Of America, N.A.

Palo Alto, CA
04/2026 → Present

Oceaniq Capital

Redwood City, CA

2024-10-25 → 2026-04-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
2024-08-19 → 2024-10-02

Osaic Wealth, Inc.

Foster City, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-16

Other Firms