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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-18
  • CA RA
    APPROVED
    Since 2024-03-18

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

5152 Katella Ave. Suite 104, Los Alamitos, CA 90720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uci Medical Center Orange CA 11/2014 03/2024
St. Joseph's Hospital Orange CA 08/2012 08/2017
Newedge Advisors, Llc. New Orleans LA 03/2024 Present
  • 11/2014 → 03/2024
    Uci Medical Center
    Orange, CA
  • 08/2012 → 08/2017
    St. Joseph's Hospital
    Orange, CA
  • 03/2024 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Other Businesses

NewEdge Advisors, LLC. -dba Pension Financial Group - Investment Related - Investment Advisor Representative - Start: 03/2024 - 100% of time is devoted to this activity - at reported business location.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-26
  • S65 Uniform Investment Adviser Law Examination
    2024-02-26
Other Names
  • David C. Tang

View on SEC IAPD

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