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Katherine Grace O'COnnor

Hightower Advisors, LLC

Chicago, IL

New York, NY

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-04
  • NY RA
    APPROVED
    Since 2024-10-04

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

300 Madison Ave. 29Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors New York NY 03/2024 Present
Bank Of America Private Bank New York NY 07/2022 03/2024
N/A Los Angeles CA 04/2014 06/2022
Bank Of America Private Bank New York NY 06/2021 08/2021
Berman Capital Advisors Atlanta GA 06/2020 07/2020
Lawrence Kelly And Associates Pasadena CA 09/2019 12/2019
Ocd Management Atlanta GA 05/2019 07/2019
  • 03/2024 → Present
    Hightower Advisors
    New York, NY
  • 07/2022 → 03/2024
    Bank Of America Private Bank
    New York, NY
  • 04/2014 → 06/2022
    N/A
    Los Angeles, CA
  • 06/2021 → 08/2021
    Bank Of America Private Bank
    New York, NY
  • 06/2020 → 07/2020
    Berman Capital Advisors
    Atlanta, GA
  • 09/2019 → 12/2019
    Lawrence Kelly And Associates
    Pasadena, CA
  • 05/2019 → 07/2019
    Ocd Management
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-14
  • S66 Uniform Combined State Law Examination
    2024-06-14
Other Names
  • Katherine Grace Oconnor

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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