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Inactive

Austin Waag

Cambridge Investment Research Advisors, Inc.

Beechgrove, TN

Denver, CO

Brimley, MI

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-20
MI RA APPROVED 2026-01-28
CO RA APPROVED 2026-01-15
TN RA APPROVED 2026-01-15
  • TX RA
    APPROVED
    Since 2026-02-20
  • MI RA
    APPROVED
    Since 2026-01-28
  • CO RA
    APPROVED
    Since 2026-01-15
  • TN RA
    APPROVED
    Since 2026-01-15

Branch Locations

Beechgrove, TN • United States

2905 Inca St. Apt. 1034, Denver, CO 80202 • United States

7076 W Birch Point Loop, Brimley, MI 49715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 03/2024 11/2024
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2024 11/2024
U.S. Geological Survey Dixon CA 09/2022 06/2025
National Park Service Ashland OR 04/2021 07/2021
National Park Service Ashland OR 06/2020 10/2020
U.S. Geological Survey Dixon CA 07/2021 05/2022
Ohio University Athens OH 01/2019 04/2019
Yellowstone Forever Gardiner MT 05/2019 10/2019
Ohio University Athens OH 07/2016 12/2018
Unemployed Dixon CA 06/2022 08/2022
Unemployed Gardiner MT 11/2020 03/2021
Unemployed Gardiner MT 11/2019 05/2020
Bat Conservation International Il Portal CA 08/2025 11/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2026 Present
  • 03/2024 → 11/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2024 → 11/2024
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 09/2022 → 06/2025
    U.S. Geological Survey
    Dixon, CA
  • 04/2021 → 07/2021
    National Park Service
    Ashland, OR
  • 06/2020 → 10/2020
    National Park Service
    Ashland, OR
  • 07/2021 → 05/2022
    U.S. Geological Survey
    Dixon, CA
  • 01/2019 → 04/2019
    Ohio University
    Athens, OH
  • 05/2019 → 10/2019
    Yellowstone Forever
    Gardiner, MT
  • 07/2016 → 12/2018
    Ohio University
    Athens, OH
  • 06/2022 → 08/2022
    Unemployed
    Dixon, CA
  • 11/2020 → 03/2021
    Unemployed
    Gardiner, MT
  • 11/2019 → 05/2020
    Unemployed
    Gardiner, MT
  • 08/2025 → 11/2025
    Bat Conservation International
    Il Portal, CA
  • 01/2026 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-16
  • S65 Uniform Investment Adviser Law Examination
    2024-10-16

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