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Adam Edward Deringer

LPl Financial LLC

Sedona, AZ

Sedona, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-04-23
  • AZ RA
    APPROVED
    Since 2024-04-23

Branch Locations

Sedona, AZ • United States

Sedona, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sedona Fire District Sedona AZ 09/2016 Present
Bct Sedona Realty Llc Sedona AZ 08/2022 Present
Grasshopper Grill Cornville AZ 02/2013 09/2016
Lpl Financial Sedona AZ 03/2024 Present
  • 09/2016 → Present
    Sedona Fire District
    Sedona, AZ
  • 08/2022 → Present
    Bct Sedona Realty Llc
    Sedona, AZ
  • 02/2013 → 09/2016
    Grasshopper Grill
    Cornville, AZ
  • 03/2024 → Present
    Lpl Financial
    Sedona, AZ
Other Businesses

1- 03/2024 / Rental Property / Real Estate Rental / Property Owner / Sedona, AZ / Investment Related / 0-3 hrs mth / Start date: 01/11/2024 2- 03/2024 / BCT Sedona Realty LLC - Handyman / Outside/W-2 Employment / Not Investment Related / 10 hrs mth / Start date: 08/06/2022 3- 03/2024 / Firefighter/Paramedic for Sedona Fire District / Outside/W-2 Employment / Not Investment Related / 240 hrs mth / 0-12 hrs during trading / Start date: 09/12/2016

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-05
  • S66 Uniform Combined State Law Examination
    2024-04-05
Other Names
  • Adam Edward Deringer
  • Adam Deringer

View on SEC IAPD

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