Best Investors Account Sign in

Brad Simpson

Charles Schwab & Co., Inc.

Los Angeles, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-10
  • CA RA
    APPROVED
    Since 2025-07-10

Branch Locations

1840 Century Park East Suite 100, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments El Segundo CA 03/2024 06/2025
Gibson International Real Estate Ca CA 04/2016 01/2017
The Agency Los Angeles CA 01/2017 02/2024
Fidelity Investments El Segundo CA 03/2025 06/2025
Charles Schwab & Co. Inc Century City CA 06/2025 Present
Charles Schwab Bank Los Angeles CA 06/2025 Present
  • 03/2024 → 06/2025
    Fidelity Investments
    El Segundo, CA
  • 04/2016 → 01/2017
    Gibson International Real Estate
    Ca, CA
  • 01/2017 → 02/2024
    The Agency
    Los Angeles, CA
  • 03/2025 → 06/2025
    Fidelity Investments
    El Segundo, CA
  • 06/2025 → Present
    Charles Schwab & Co. Inc
    Century City, CA
  • 06/2025 → Present
    Charles Schwab Bank
    Los Angeles, CA
Previous Registrations
  • 2025-03-31 → 2025-06-30
    Strategic Advisers Llc
    Santa Monica, CA
    El Segundo, CA
    Boston, MA
  • 2024-05-03 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    El Segundo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-28
S63 Uniform Securities Agent State Law Examination 2023-10-27
  • S65 Uniform Investment Adviser Law Examination
    2023-11-28
  • S63 Uniform Securities Agent State Law Examination
    2023-10-27
Other Names
  • Brad Simpson
  • Brad Michael Simpson

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor