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Maxwell Henry Miller

Raymond James & Associates, Inc.

Boca Raton, FL

New York, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-04
  • NY RA
    APPROVED
    Since 2025-12-04

Branch Locations

1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States

320 Park Ave, 9Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. New York NY 06/2025 Present
Raymond James & Associates Inc. New York NY 05/2024 08/2024
Livebarn Inc. Montreal 05/2022 08/2022
Unemployed Westmount 07/2015 05/2022
Unemployed Ithaca NY 08/2022 05/2024
Unemployed Ithaca NY 08/2024 06/2025
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-03
S63 Uniform Securities Agent State Law Examination 2025-12-03
  • S65 Uniform Investment Adviser Law Examination
    2025-12-03
  • S63 Uniform Securities Agent State Law Examination
    2025-12-03
Other Names
  • Maxwell H Miller

View on SEC IAPD

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