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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-10-01 |
Branch Locations
10 S Dearborn St, Chicago, IL 60603-2300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Chicago | IL | 02/2024 | 06/2024 |
| Chicago Financial Services, Inc. | Chicago | IL | 09/2011 | 06/2017 |
| Jpmorgan Chase Bank, N.A. | Skokie | IL | 07/2017 | 06/2018 |
| Ups | Chicago | IL | 05/2023 | 07/2024 |
| Eddie Bauer | Skokie | IL | 09/2023 | 02/2025 |
| J.P. Morgan Securities Llc | Chicago | IL | 09/2024 | Present |
| L.L.BEan, Inc. | Skokie | IL | 05/2023 | 09/2023 |
| Chicago Financial Services, Inc | Chicago | IL | 07/2018 | 11/2023 |
| Lencrafer | Northbrook | IL | 03/2025 | 05/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-22 |
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