Best Investors
Account
Sign in
655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc. | Des Moines | IA | 03/2024 | Present |
| Associate Staffing | Iowa City | IA | 01/2024 | 04/2024 |
| Midwestone Bank | Iowa City | IA | 05/2022 | 12/2023 |
| Newman Catholic Student Center | Iowa City | IA | 08/2022 | 05/2023 |
| Saint Meinrad Archabbey | Saint Meinrad | IN | 06/2023 | 07/2023 |
| The Three Sons | Milford | IA | 06/2018 | 08/2021 |
| Hy-Vee | West Des Moines | IA | 06/2016 | 09/2017 |
| Spencer High School | Spencer | IA | 08/2016 | 05/2020 |
| University Of Iowa | Iowa City | IA | 08/2020 | 12/2023 |
| Principal Advised Services | Urbandale | IA | 04/2024 | Present |
| Principal Life Insurance | Des Moines | IA | 04/2024 | Present |
**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/06/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-06 |
Reach out to this advisor