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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-08-12
  • IA RA
    APPROVED
    Since 2024-08-12

Branch Locations

Urbandale, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities, Inc. Des Moines IA 03/2024 Present
Associate Staffing Iowa City IA 01/2024 04/2024
Midwestone Bank Iowa City IA 05/2022 12/2023
Newman Catholic Student Center Iowa City IA 08/2022 05/2023
Saint Meinrad Archabbey Saint Meinrad IN 06/2023 07/2023
The Three Sons Milford IA 06/2018 08/2021
Hy-Vee West Des Moines IA 06/2016 09/2017
Spencer High School Spencer IA 08/2016 05/2020
University Of Iowa Iowa City IA 08/2020 12/2023
Principal Advised Services Urbandale IA 04/2024 Present
Principal Life Insurance Des Moines IA 04/2024 Present
  • 03/2024 → Present
    Principal Securities, Inc.
    Des Moines, IA
  • 01/2024 → 04/2024
    Associate Staffing
    Iowa City, IA
  • 05/2022 → 12/2023
    Midwestone Bank
    Iowa City, IA
  • 08/2022 → 05/2023
    Newman Catholic Student Center
    Iowa City, IA
  • 06/2023 → 07/2023
    Saint Meinrad Archabbey
    Saint Meinrad, IN
  • 06/2018 → 08/2021
    The Three Sons
    Milford, IA
  • 06/2016 → 09/2017
    Hy-Vee
    West Des Moines, IA
  • 08/2016 → 05/2020
    Spencer High School
    Spencer, IA
  • 08/2020 → 12/2023
    University Of Iowa
    Iowa City, IA
  • 04/2024 → Present
    Urbandale, IA
  • 04/2024 → Present
    Principal Life Insurance
    Des Moines, IA
Previous Registrations
Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/06/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-06
  • S66 Uniform Combined State Law Examination
    2024-05-06
Other Names
  • Ethan Schmidt

View on SEC IAPD

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