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Andrew Michael Hubbard

Principal Advised Services

Waukee, IA

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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-08-12
  • IA RA
    APPROVED
    Since 2024-08-12

Branch Locations

Waukee, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associate Staffing Charlotte NC 01/2024 07/2024
Worldwide Logistics Urbandale IA 09/2022 01/2024
Long Realty Tucson AZ 01/2022 09/2022
Vivint Provo UT 05/2021 01/2022
Cottingham And Butler Dubuque IA 05/2020 07/2020
St Patrick Catholic School Cedar Falls IA 09/2019 03/2020
Keck Parking Des Moines IA 06/2019 08/2019
5 Borough Bagels Clive IA 05/2018 08/2019
Hubbard Law Firm Urbandale IA 03/2014 08/2019
Old Chicago Lakewood CO 02/2018 09/2018
Keck Parking Des Moines IA 10/2015 09/2016
Principal Securities, Inc Des Moines IA 01/2024 Present
University Of Northern Iowa Cedar Falls IA 08/2017 05/2021
Waukee High School Waukee IA 03/2014 05/2017
Principal Life Insurance Des Moines IA 05/2024 Present
Principal Advised Services Waukee IA 07/2024 Present
  • 01/2024 → 07/2024
    Associate Staffing
    Charlotte, NC
  • 09/2022 → 01/2024
    Worldwide Logistics
    Urbandale, IA
  • 01/2022 → 09/2022
    Long Realty
    Tucson, AZ
  • 05/2021 → 01/2022
    Vivint
    Provo, UT
  • 05/2020 → 07/2020
    Cottingham And Butler
    Dubuque, IA
  • 09/2019 → 03/2020
    St Patrick Catholic School
    Cedar Falls, IA
  • 06/2019 → 08/2019
    Keck Parking
    Des Moines, IA
  • 05/2018 → 08/2019
    5 Borough Bagels
    Clive, IA
  • 03/2014 → 08/2019
    Hubbard Law Firm
    Urbandale, IA
  • 02/2018 → 09/2018
    Old Chicago
    Lakewood, CO
  • 10/2015 → 09/2016
    Keck Parking
    Des Moines, IA
  • 01/2024 → Present
    Principal Securities, Inc
    Des Moines, IA
  • 08/2017 → 05/2021
    University Of Northern Iowa
    Cedar Falls, IA
  • 03/2014 → 05/2017
    Waukee High School
    Waukee, IA
  • 05/2024 → Present
    Principal Life Insurance
    Des Moines, IA
  • 07/2024 → Present
    Waukee, IA
Other Businesses

**PRINCIPAL BANK POSITION: Title: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-03
  • S66 Uniform Combined State Law Examination
    2024-05-03
Other Names
  • Andrew Hubbard

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