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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associate Staffing | Charlotte | NC | 01/2024 | 07/2024 |
| Worldwide Logistics | Urbandale | IA | 09/2022 | 01/2024 |
| Long Realty | Tucson | AZ | 01/2022 | 09/2022 |
| Vivint | Provo | UT | 05/2021 | 01/2022 |
| Cottingham And Butler | Dubuque | IA | 05/2020 | 07/2020 |
| St Patrick Catholic School | Cedar Falls | IA | 09/2019 | 03/2020 |
| Keck Parking | Des Moines | IA | 06/2019 | 08/2019 |
| 5 Borough Bagels | Clive | IA | 05/2018 | 08/2019 |
| Hubbard Law Firm | Urbandale | IA | 03/2014 | 08/2019 |
| Old Chicago | Lakewood | CO | 02/2018 | 09/2018 |
| Keck Parking | Des Moines | IA | 10/2015 | 09/2016 |
| Principal Securities, Inc | Des Moines | IA | 01/2024 | Present |
| University Of Northern Iowa | Cedar Falls | IA | 08/2017 | 05/2021 |
| Waukee High School | Waukee | IA | 03/2014 | 05/2017 |
| Principal Life Insurance | Des Moines | IA | 05/2024 | Present |
| Principal Advised Services | Waukee | IA | 07/2024 | Present |
**PRINCIPAL BANK POSITION: Title: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-03 |
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