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Tommy Clayton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Beverly Hills, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-26
  • CA RA
    APPROVED
    Since 2025-08-26

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 04/2024 Present
First Republic / Jpmorgan Los Angeles CA 03/2023 04/2024
Union Bank, N.A Beverly Hills CA 02/2018 02/2023
Insight Global / Union Bank Monterey Park CA 01/2017 01/2018
Timer Watner Los Angeles CA 10/2003 11/2016
  • 04/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 03/2023 → 04/2024
    First Republic / Jpmorgan
    Los Angeles, CA
  • 02/2018 → 02/2023
    Union Bank, N.A
    Beverly Hills, CA
  • 01/2017 → 01/2018
    Insight Global / Union Bank
    Monterey Park, CA
  • 10/2003 → 11/2016
    Timer Watner
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-26
  • S66 Uniform Combined State Law Examination
    2025-08-26

View on SEC IAPD

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TLG ADVISORS, INC. · Los Angeles, CA
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