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William De La Cruz

Dlc Wealth Management

Andover, MA

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Current Employers
Dlc Wealth Management

Andover, MA • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-02
MA RA APPROVED 2024-07-29
GA RA APPROVED 2024-04-03
  • FL RA
    APPROVED
    Since 2024-08-02
  • MA RA
    APPROVED
    Since 2024-07-29
  • GA RA
    APPROVED
    Since 2024-04-03

Branch Locations

Andover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delta Air Lines Atlanta GA 08/2009 Present
Dlc Wealth Management Llc Andover MA 02/2024 Present
  • 08/2009 → Present
    Delta Air Lines
    Atlanta, GA
  • 02/2024 → Present
    Dlc Wealth Management Llc
    Andover, MA
Other Businesses

Systems Operations Manager with Delta Air Lines. Spends 40 hours a week engaged in this activity; no all are during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-14
  • S65 Uniform Investment Adviser Law Examination
    2023-01-14

View on SEC IAPD

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