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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-30
  • CA RA
    APPROVED
    Since 2026-06-30

Branch Locations

Encinitas, CA • United States

200 N Pacific Coast Hwy Suite 1825, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insight Health And Wellness Los Angeles CA 03/2016 04/2019
Vip Remote Health Beverly Hills CA 04/2019 05/2020
Vip Remote Health Beverly Hills CA 05/2020 03/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2024 11/2025
Northwestern Mutual Investment Services Llc La Jolla CA 02/2024 11/2025
Massmutual Life Insurance Co El Segundo CA 10/2025 Present
Mml Investors Services, Llc El Segundo CA 01/2026 Present
  • 03/2016 → 04/2019
    Insight Health And Wellness
    Los Angeles, CA
  • 04/2019 → 05/2020
    Vip Remote Health
    Beverly Hills, CA
  • 05/2020 → 03/2024
    Vip Remote Health
    Beverly Hills, CA
  • 03/2024 → 11/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2024 → 11/2025
    Northwestern Mutual Investment Services Llc
    La Jolla, CA
  • 10/2025 → Present
    Massmutual Life Insurance Co
    El Segundo, CA
  • 01/2026 → Present
    El Segundo, CA
Other Businesses

(1) NAME: CLINICAL SOCIAL WORK CORPORATION INV REL: N ADD: 4712 ADMIRALTY WAY, 1011, MARINA DEL REY, CA NATURE: LIFE COACH / THERAPIST POSITION: GROUP FACILITATOR AND INDIVIDUAL COACH START DATE: 03/01/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: I HAVE INDIVIDUAL THERAPY SESSIONS 2 X WEEKLY AND HOLD GROUP SESSIONS 1 X MONTHLY. (2) NAME: NICOLA VINCENT INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 02/01/2024 NO. HR/MO: 7 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, AND FIXED ANNUITIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-15
S63 Uniform Securities Agent State Law Examination 2025-06-26
  • S65 Uniform Investment Adviser Law Examination
    2026-05-15
  • S63 Uniform Securities Agent State Law Examination
    2025-06-26
Other Names
  • Nikki V
  • Nikki Vincent
  • Nicola Vincent

View on SEC IAPD

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