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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-23
TX RA APPROVED 2002-12-04
  • NY RA
    APPROVED
    Since 2023-02-23
  • TX RA
    APPROVED
    Since 2002-12-04

Branch Locations

Houston, TX • United States

100 Coliseum Drive, Cohoes, NY 12047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P. Houston TX 03/1999 01/2021
Goldman Sachs & Co. Llc New York NY 01/2021 Present
  • 03/1999 → 01/2021
    The Ayco Company, L.P.
    Houston, TX
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-10-02
S65 Uniform Investment Adviser Law Examination 2001-05-18
  • S63 Uniform Securities Agent State Law Examination
    2023-10-02
  • S65 Uniform Investment Adviser Law Examination
    2001-05-18

View on SEC IAPD

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