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Caine Anthony Martin

Cetera Investment Advisers LLC

Petal, MS

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-10-03
  • MS RA
    APPROVED
    Since 2025-10-03

Branch Locations

535 East Central Avenue, Petal, MS 39465 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Ridgeland MS 04/2024 06/2025
Flathau's Fine Foods Petal MS 09/2021 04/2024
Sully's Tavern Hattiesburg MS 07/2018 09/2021
Unemployed / Student Hattiesburg MS 08/2017 07/2018
Tabella Hattiesburg MS 08/2016 08/2017
Nylife Securities Llc Ridgeland MS 07/2024 06/2025
Cetera Investment Services Llc Saint Cloud MN 07/2025 Present
Flathau's Fine Foods Petal MS 04/2025 07/2025
Hancock Whitney Bank Petal MS 07/2025 Present
Cetera Investment Advisers Llc Petal MS 10/2025 Present
  • 04/2024 → 06/2025
    New York Life Insurance Company
    Ridgeland, MS
  • 09/2021 → 04/2024
    Flathau's Fine Foods
    Petal, MS
  • 07/2018 → 09/2021
    Sully's Tavern
    Hattiesburg, MS
  • 08/2017 → 07/2018
    Unemployed / Student
    Hattiesburg, MS
  • 08/2016 → 08/2017
    Tabella
    Hattiesburg, MS
  • 07/2024 → 06/2025
    Nylife Securities Llc
    Ridgeland, MS
  • 07/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 04/2025 → 07/2025
    Flathau's Fine Foods
    Petal, MS
  • 07/2025 → Present
    Hancock Whitney Bank
    Petal, MS
  • 10/2025 → Present
    Cetera Investment Advisers Llc
    Petal, MS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-01
S63 Uniform Securities Agent State Law Examination 2025-01-17
  • S66 Uniform Combined State Law Examination
    2025-10-01
  • S63 Uniform Securities Agent State Law Examination
    2025-01-17

View on SEC IAPD

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