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Chicago, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-08-14 |
| IL | RA | APPROVED | 2024-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Rosemont | IL | 01/2024 | 11/2024 |
| Elgin Academy | Elgin | IL | 01/2024 | 06/2024 |
| Brian Padden Financial Services | Chicago | IL | 01/2023 | 01/2024 |
| American Diversity Consulting, Llc | Chicago | IL | 10/2022 | 12/2022 |
| Western Express | Nashville | TN | 07/2022 | 10/2022 |
| Loyola Academy | Wilmette | IL | 08/2017 | 06/2022 |
| Paul Bunyan's Cook Shanty | Chicago | WI | 07/2019 | 09/2019 |
| Gordo's Tiny Taco Bar | Chicago | IL | 06/2020 | 10/2020 |
| Gary Comer College Prep | Chicago | IL | 08/2016 | 07/2017 |
| D'AGostino's Pizza | Chicago | IL | 03/2023 | 08/2023 |
| The Prudential Insurance Company Of America | Rosemont | IL | 07/2024 | 11/2024 |
| Lpl Enterprise, Llc | Rosemont | IL | 11/2024 | 11/2024 |
| Padden Financial Planning, Llc | Chicago | IL | 12/2024 | Present |
Brian J. Padden is also actively engaged as a Rideshare Driver in a portion of his spare time, for Uber Technologies, Inc. Uber Technologies is a publicly traded company engaged in the ride-hailing business. Mr. Padden devotes 0 - 20 hours per week to this service. Mr. Padden does not receive any commissions, bonuses, or other compensation due to this activity for any investment advisory-related work since during this activity no investment advisory-related services are pursued. There are no relationships in connection with this work that would create a material conflict of interest with clients.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-11 |
| S65 | Uniform Investment Adviser Law Examination | 2023-02-14 |
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