Andrew Ornoski

Current Employers

Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-02-19

AZ RA
APPROVED

Since 2026-02-19

Branch Locations

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Balboa Wealth Partners, Inc.	Peoria	AZ	02/2024	08/2024
Ubi Business Brokers	Phoenix	AZ	06/2019	04/2022
Good Merger	Phoenix	AZ	02/2020	11/2025
Lendio Arizona Llc	Cheyenne	WY	01/2022	Present
Sovereign Assets Llc	Mesa	AZ	07/2022	Present
Atod Marketing	Phoenix	AZ	08/2018	02/2020
Northern Arizona University	Flagstaff	AZ	08/2017	05/2018
Centennial High School	Peoria	AZ	08/2013	05/2017
Compass Financial Management Llc	Peoria	AZ	11/2025	Present

02/2024 → 08/2024

Balboa Wealth Partners, Inc.

Peoria, AZ
06/2019 → 04/2022

Ubi Business Brokers

Phoenix, AZ
02/2020 → 11/2025

Good Merger

Phoenix, AZ
01/2022 → Present

Lendio Arizona Llc

Cheyenne, WY
07/2022 → Present

Sovereign Assets Llc

Mesa, AZ
08/2018 → 02/2020

Atod Marketing

Phoenix, AZ
08/2017 → 05/2018

Northern Arizona University

Flagstaff, AZ
08/2013 → 05/2017

Centennial High School

Peoria, AZ
11/2025 → Present

Compass Financial Management Llc

Peoria, AZ

Previous Registrations

2024-02-21 → 2024-08-09

Balboa Wealth Partners, Inc.

Peoria, AZ

Scottsdale, AZ

Other Businesses

1) Good Merger; Non-investment related; 1621 Central Avenue, , Cheyenne, WY. 82001; Position; Mergers and acquisitions; Start date: 09/2020; hours/month: 60, hours/month during securities trading hours: 30 Duties; Team management, oversee transactions, develop business 2) Lendio Arizona LLC; Non-investment related; 1621 Central Avenue, , Cheyenne, WY. 82001; Position; Owner; Start date; 02/2022; hours/month: 60, hours/month during securities trading hours: 40 Duties; Team management, oversee transactions, develop business 3) Sovereign Assets LLC; Licensed Insurance Agent; Not investment-related; 3625 N SONORAN HEIGHTS, Mesa, AZ. 85207 Insurance Sales; Implementations of insurance recommendations

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-30

S65 Uniform Investment Adviser Law Examination

2023-12-30

View on SEC IAPD