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Kathryn Doherty

Cambridge Investment Research Advisors, Inc.

Chicago, IL

Fairfield, IA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-08-13
IL RA APPROVED 2026-08-12
  • IA RA
    APPROVED
    Since 2026-08-13
  • IL RA
    APPROVED
    Since 2026-08-12

Branch Locations

Chicago, IL • United States

1776 Pleasant Plain Rd. , Fairfield, IA 52556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Painesville OH 08/2013 05/2017
East Coast Custard Painesville OH 05/2017 12/2021
Smith College Northampton MA 08/2019 05/2023
Rebel Financial Groveport OH 05/2021 08/2021
Smith College Northampton MA 01/2022 05/2022
Strategic Wealth Partners Deerfield IL 05/2022 08/2022
Smith College Northampton MA 08/2022 05/2023
Strategic Wealth Partners Deerfield IL 08/2023 05/2024
Kovitz Investment Group Partners, Llc Deerfield IL 05/2024 Present
Focus Partners Wealth, Llc St. Louis MO 01/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2026 Present
Cambridge Investment Research, Inc Fairfield IA 08/2026 Present
  • 08/2013 → 05/2017
    Student
    Painesville, OH
  • 05/2017 → 12/2021
    East Coast Custard
    Painesville, OH
  • 08/2019 → 05/2023
    Smith College
    Northampton, MA
  • 05/2021 → 08/2021
    Rebel Financial
    Groveport, OH
  • 01/2022 → 05/2022
    Smith College
    Northampton, MA
  • 05/2022 → 08/2022
    Strategic Wealth Partners
    Deerfield, IL
  • 08/2022 → 05/2023
    Smith College
    Northampton, MA
  • 08/2023 → 05/2024
    Strategic Wealth Partners
    Deerfield, IL
  • 05/2024 → Present
    Kovitz Investment Group Partners, Llc
    Deerfield, IL
  • 01/2026 → Present
    Focus Partners Wealth, Llc
    St. Louis, MO
  • 08/2026 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 08/2026 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-11
  • S65 Uniform Investment Adviser Law Examination
    2024-03-11
Other Names
  • Katie Doherty

View on SEC IAPD

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