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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Home Depot | Toledo | OH | 11/2017 | 05/2022 |
| Fifth Third Bank | Waterville | OH | 05/2022 | 02/2025 |
| Fifth Third Securities Llc | Waterville | OH | 02/2024 | 02/2025 |
| Jpmorgan Chase Bank, N.A. | Toledo | OH | 07/2025 | Present |
| J.P. Morgan Securities Llc | Toledo | OH | 07/2025 | Present |
| Unemployed | Waterville | OH | 07/2015 | 11/2016 |
| Unemployed | Waterville | OH | 03/2025 | 06/2025 |
| Kroger | Waterville | OH | 12/2016 | 09/2017 |
| Unemployed | Waterville | OH | 10/2017 | 10/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-20 |
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