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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-12
NC RA APPROVED 2024-09-23
  • TX RA
    APPROVED
    Since 2025-08-12
  • NC RA
    APPROVED
    Since 2024-09-23

Branch Locations

Fayetteville, NC • United States

2153 Valleygate Drive Suite 201, Fayetteville, NC 28304 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 02/2024 09/2024
Us. Army Fort Liberty NC 06/2014 07/2024
First Command Brokerage Services, Inc. Fort Worth TX 09/2024 Present
First Command Advisory Services, Inc. Fort Worth TX 09/2024 Present
First Command Insurance Services, Inc. Fort Worth TX 09/2024 Present
  • 02/2024 → 09/2024
    First Command Brokerage Services
    Fort Worth, TX
  • 06/2014 → 07/2024
    Us. Army
    Fort Liberty, NC
  • 09/2024 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 09/2024 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 09/2024 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

(1) Name of the other business: Ochendo Financial Services LLC Whether the business is investment-related: No Address of the other business: 5540 Centerview Dr. Ste 204 #856422, Raleigh, NC 27606 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Jun 09, 2025 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: Over 40 Briefly describe your duties relating to the other business: This is my business entity as a First Command independent contractor. (2) Name of the other business: Association of the United States (AUSA) Whether the business is investment-related: no Address of the other business: Fort Bragg, NC Nature of the other business: Board Membership Your position, title, or relationship with the other business: Vice President of NCO and Soldier Programs The start date of your relationship: Aug 17, 2026 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Responsible for providing NCO and Soldiers with professional guidance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-29
S63 Uniform Securities Agent State Law Examination 2024-07-15
  • S65 Uniform Investment Adviser Law Examination
    2024-07-29
  • S63 Uniform Securities Agent State Law Examination
    2024-07-15

View on SEC IAPD

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