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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-29
CT RA APPROVED 2024-09-23
  • NY RA
    APPROVED
    Since 2024-10-29
  • CT RA
    APPROVED
    Since 2024-09-23

Branch Locations

New York, NY • United States

15 Wilmot Ln, Riverside, CT 06878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2024 Present
Riverside Financial Group, Llc Riverside CT 02/2024 Present
Al Di La Trattoria Brooklyn NY 05/2023 02/2024
School Professionals New York NY 02/2023 02/2024
Unemployed Brooklyn NY 09/2022 02/2023
Self-Employed Peterborough NH 05/2022 08/2022
Wesleyan University Middletown CT 09/2018 05/2022
Waterhouse Restaurant Peterborough NH 06/2021 Present
Cvs Peterborough NH 12/2020 01/2021
Best Brothers' Bakery, Llc Temple NH 01/2016 05/2019
Brooks School North Andover MA 09/2013 05/2017
Cambridge Investment Research Fairfield IA 02/2024 Present
  • 07/2024 → Present
    Fairfield, IA
  • 02/2024 → Present
    Riverside Financial Group, Llc
    Riverside, CT
  • 05/2023 → 02/2024
    Al Di La Trattoria
    Brooklyn, NY
  • 02/2023 → 02/2024
    School Professionals
    New York, NY
  • 09/2022 → 02/2023
    Unemployed
    Brooklyn, NY
  • 05/2022 → 08/2022
    Self-Employed
    Peterborough, NH
  • 09/2018 → 05/2022
    Wesleyan University
    Middletown, CT
  • 06/2021 → Present
    Waterhouse Restaurant
    Peterborough, NH
  • 12/2020 → 01/2021
    Cvs
    Peterborough, NH
  • 01/2016 → 05/2019
    Best Brothers' Bakery, Llc
    Temple, NH
  • 09/2013 → 05/2017
    Brooks School
    North Andover, MA
  • 02/2024 → Present
    Cambridge Investment Research
    Fairfield, IA
Other Businesses

1. Riverside Financial Group, LLC, 15 Wilmot Lane, Riverside CT 06878, United States, 09/23/2024, W2 Employee, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-23
  • S65 Uniform Investment Adviser Law Examination
    2024-09-23

View on SEC IAPD

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