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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Tempe | AZ | 02/2024 | 03/2026 |
| John Hancock Investment Management Distributors Llc | Boston | MA | 02/2024 | 03/2026 |
| Superstition Mountain Country Club | Gold Canyon | AZ | 02/2022 | 01/2024 |
| Full Time Student | Tempe | AZ | 08/2007 | 12/2023 |
| Principal Asset Management | Apache Junction | AZ | 03/2026 | Present |
| Principal Funds Distributor | Apache Junction | AZ | 03/2026 | Present |
| Gold Canyon Golf Resort | Gold Canyon | AZ | 10/2018 | 03/2020 |
| Busybees Babysitting | Phoenix | AZ | 06/2022 | 02/2023 |
Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-30 |
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