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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-30
  • CA RA
    APPROVED
    Since 2024-10-30

Branch Locations

3075 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Simi Valley CA 08/2007 06/2017
Sierra Canyon School Chatsworth CA 09/2017 06/2019
Sac Santa Ana CA 08/2022 01/2024
Stifel Westlake Village CA 02/2024 Present
Laurel Springs School Chatsworth CA 08/2021 06/2022
Taft High School Woodland Hills CA 08/2019 06/2021
  • 08/2007 → 06/2017
    Full-Time Education
    Simi Valley, CA
  • 09/2017 → 06/2019
    Sierra Canyon School
    Chatsworth, CA
  • 08/2022 → 01/2024
    Sac
    Santa Ana, CA
  • 02/2024 → Present
    Stifel
    Westlake Village, CA
  • 08/2021 → 06/2022
    Laurel Springs School
    Chatsworth, CA
  • 08/2019 → 06/2021
    Taft High School
    Woodland Hills, CA
Other Businesses

1. D Nice Trucking LLC; 22442 La Quilla Dr, Chatsworth, CA 91311; Business is closed; Owner; Nothing, business is closed; 05/10/2024; 0 hrs/year; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-29
  • S66 Uniform Combined State Law Examination
    2024-10-29

View on SEC IAPD

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