James Ronald Pondel

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-10-31

IL RA
APPROVED

Since 2024-10-31

Branch Locations

Brookfield, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Funds Distributor, Inc.	Chicago	IL	01/2024	Present
Principal Financial Group	Chicago	IL	04/2015	01/2024

01/2024 → Present

Principal Funds Distributor, Inc.

Chicago, IL
04/2015 → 01/2024

Principal Financial Group

Chicago, IL

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-23

S66 Uniform Combined State Law Examination

2024-10-23

Other Names

Jim Pondel
James Pondel

View on SEC IAPD