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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-07-08
KS RA APPROVED 2024-03-11
MO RA APPROVED 2024-03-11
  • AR RA
    APPROVED
    Since 2026-07-08
  • KS RA
    APPROVED
    Since 2024-03-11
  • MO RA
    APPROVED
    Since 2024-03-11

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Kansas City, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Kansas City MO 10/2022 Present
Hy-Vee Des Moines IA 09/2003 Present
  • 10/2022 → Present
    Knights Of Columbus
    Kansas City, MO
  • 09/2003 → Present
    Hy-Vee
    Des Moines, IA
Other Businesses

Knights of Columbus Insurance, non-investment related, life insurance, Field Agent, Selling life insurance, long term care, disability income and annuities, Start Date: 10/2022, 80 hours a month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-08
  • S65 Uniform Investment Adviser Law Examination
    2024-03-08

View on SEC IAPD

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