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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-06
  • TX RA
    APPROVED
    Since 2025-01-06

Branch Locations

725 University Blvd Unit 3105, Round Rock, TX 78665 • United States

Round Rock, TX • United States

2851 Joe Dimaggio Blvd Bldg 8, Ste 16, Round Rock, TX 78665-3961 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Round Rock TX 02/2024 Present
The Center For Child Protection Austin TX 05/2023 01/2024
City And County Of Broomfield Broomfield CO 05/2019 05/2023
Volunteers Of America Denver CO 04/2017 04/2019
Volunteers Of America Denver CO 10/2016 04/2017
Trumoving Lakewood CO 01/2014 10/2016
  • 02/2024 → Present
    Round Rock, TX
  • 05/2023 → 01/2024
    The Center For Child Protection
    Austin, TX
  • 05/2019 → 05/2023
    City And County Of Broomfield
    Broomfield, CO
  • 04/2017 → 04/2019
    Volunteers Of America
    Denver, CO
  • 10/2016 → 04/2017
    Volunteers Of America
    Denver, CO
  • 01/2014 → 10/2016
    Trumoving
    Lakewood, CO
Other Businesses

Outside Employment; 421 Group LLC; Associate Financial Advisor Salary Tracking Only - None-Salary related to the employment from my Lead Advisor.; Employed by a Ameriprise franchise advisor; 2851 Joe DiMaggio Blvd., Bldg. 8 Ste 16, Round Rock, TX, 78665; Investment-Related; 02/19/2025; 60 hours per month; 60 during trading hours. Other Business Activities; Notary; -Serving as an impartial witness to the signing of documents, verifying the identity of signers and ensuring they are signing willingly and knowingly. -Administering oaths and affirmations, helping to deter fraud and uphold the integrity of legal transactions.; 2851 Joe DiMaggio Blvd, Suite 16, Round Rock , TX, 78665; Not Investment-Related; 09/17/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-27
  • S66 Uniform Combined State Law Examination
    2024-12-27
Other Names
  • Michael Navarro

View on SEC IAPD

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