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111 S. Wacker Drive Suite 4600, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-04-19 |
| MA | RA | APPROVED | 2024-04-18 |
| LA | RA | APPROVED | 2024-04-11 |
| NM | RA | APPROVED | 2024-02-05 |
| CA | RA | APPROVED | 2024-02-02 |
| CO | RA | APPROVED | 2024-02-02 |
| DE | RA | APPROVED | 2024-02-02 |
| IL | RA | APPROVED | 2024-02-02 |
| IA | RA | APPROVED | 2024-02-02 |
| MD | RA | APPROVED | 2024-02-02 |
| MI | RA | APPROVED | 2024-02-02 |
| MO | RA | APPROVED | 2024-02-02 |
| NY | RA | APPROVED | 2024-02-02 |
| RI | RA | APPROVED | 2024-02-02 |
| WI | RA | APPROVED | 2024-02-02 |
Branch Locations
111 S. Wacker Drive Suite 4600, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris Associates L.P. | Chicago | IL | 01/2019 | Present |
| Mb Financial Bank | Chicago | IL | 09/2017 | 12/2018 |
| Depaul University | Chicago | IL | 09/2013 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-02 |
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