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Adrian Raul Larios

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-30
CA RA APPROVED 2024-04-16
  • TX RA
    APPROVED
    Since 2024-05-30
  • CA RA
    APPROVED
    Since 2024-04-16

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica CA 02/2020 Present
The Coffee Bean & Tea Leaf Playa Vista CA 07/2017 05/2021
Santa Monica College Santa Monica CA 09/2014 06/2017
California State University, Long Beach Long Beach CA 08/2017 05/2020
Bank Of America, N.A Santa Monica CA 02/2024 Present
  • 02/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Santa Monica, CA
  • 07/2017 → 05/2021
    The Coffee Bean & Tea Leaf
    Playa Vista, CA
  • 09/2014 → 06/2017
    Santa Monica College
    Santa Monica, CA
  • 08/2017 → 05/2020
    California State University, Long Beach
    Long Beach, CA
  • 02/2024 → Present
    Bank Of America, N.A
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-01
  • S66 Uniform Combined State Law Examination
    2024-04-01

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
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TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
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