Stephen Hocker

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-03-22

PA RA
APPROVED

Since 2024-03-22

Branch Locations

1021 Briarsdale Rd, Harrisburg, PA 17109 • United States

770 Eisenhower Blvd, Harrisburg, PA 17111 • United States

2792 Old Post Rd, Harrisburg, PA 17110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Members 1St Federal Credit Union	Harrisburg	PA	01/2024	Present
Members 1St Federal Credit Union	Enola	PA	05/2021	01/2024
Members 1St Federal Credit Union	New Cumberland	PA	06/2019	05/2021
Members 1St Federal Credit Union	Etters	PA	05/2018	06/2019
Members 1St Federal Credit Union	Lemoyne	PA	10/2017	05/2018
Enterprise Rent-A-Car	York	PA	08/2016	10/2017
Lpl Financial Llc	Harrisburg	PA	01/2024	Present

01/2024 → Present

Members 1St Federal Credit Union

Harrisburg, PA
05/2021 → 01/2024

Members 1St Federal Credit Union

Enola, PA
06/2019 → 05/2021

Members 1St Federal Credit Union

New Cumberland, PA
05/2018 → 06/2019

Members 1St Federal Credit Union

Etters, PA
10/2017 → 05/2018

Members 1St Federal Credit Union

Lemoyne, PA
08/2016 → 10/2017

Enterprise Rent-A-Car

York, PA
01/2024 → Present

Lpl Financial Llc

Harrisburg, PA

Other Businesses

1- 02/2024 / Members 1st Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related 2- 08/02/2024 - Members 1st Investment Services and Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/15/2024 - 120 Hours Per Month/ 40 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-22

S66 Uniform Combined State Law Examination

2024-03-22