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333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-12-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Experis | Indianapolis | IN | 09/2023 | 02/2024 |
| Brozinnis Pizzeria Speedway | Indianapolis | IN | 06/2021 | 12/2021 |
| Giordanos Pizza | Indianapolis | IN | 12/2021 | 12/2024 |
| Eagle Creek Golf Course | Indianapolis | IN | 05/2018 | 09/2020 |
| Fedex Grounds | Zionsville | IN | 01/2020 | 07/2021 |
| Full Time Education | Speedway | IN | 02/2015 | 05/2019 |
| Charles Schwab & Co., Inc. | Indianapolis | IN | 02/2024 | 07/2025 |
| Northern Trust Securities, Inc. | Chicago | IL | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-15 |
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