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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-30
TX RA APPROVED 2018-10-17
GA RA APPROVED 2018-06-27
  • FL RA
    APPROVED
    Since 2024-01-30
  • TX RA
    APPROVED
    Since 2018-10-17
  • GA RA
    APPROVED
    Since 2018-06-27

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Sarasota, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 05/2018 Present
Reid Investments Jv Atlanta GA 01/2006 05/2018
Bank Of America, N.A. Atlanta GA 07/2018 Present
Previous Registrations
Other Businesses

I*433039, Entity Type: Entity For Profit, Name of OBA: Reid Investments JV, Address: Atlanta, Georgia 30309, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 06/01/2006, No Hours: 0.33, No Hours during trading: 0, Duties: Family partnership. I*FourThreeThreeZeroFourZero, Entity Type: Entity For Profit, Name of OBA: Reid Partners LP, Address: Atlanta, Georgia 30309, Investment Related: N, Position, Title, Association: Other, Committee, Employee Start Date: 06/18/1996, No Hours: 0, No Hours during trading: 0, Duties: Passive family LP. I*2097278, Entity Type: Fiduciary, Name of OBA: W D R Credit Shelter Trust, Address: Sarasota, Florida, 34236, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 19-Nov-2024, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2142259, Entity Type: Fiduciary, Name of OBA: W D R Credit Shelter Trust, Address: Sarasota, Florida, 34236, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 26-Dec-2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-25
S65 Uniform Investment Adviser Law Examination 1999-03-04
S63 Uniform Securities Agent State Law Examination 1998-11-24
  • S66 Uniform Combined State Law Examination
    2018-06-25
  • S65 Uniform Investment Adviser Law Examination
    1999-03-04
  • S63 Uniform Securities Agent State Law Examination
    1998-11-24
Other Names
  • Wayne Dale Reid
  • Wayne Dale Reid
  • Wayne Reid

View on SEC IAPD

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