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Mike Barrera

Morgan Stanley

Purchase, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-21
NY RA APPROVED 2024-08-12
  • TX RA
    APPROVED
    Since 2024-08-21
  • NY RA
    APPROVED
    Since 2024-08-12

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 02/2024 Present
Arbor Realty Trust Uniondale NY 09/2023 01/2024
Comcast Corporation Philadelphia PA 03/2022 09/2022
Penn Mutual Horsham PA 03/2021 09/2021
A.D Sutton & Sons New York NY 06/2020 09/2020
Drexel University Philadelphia NY 09/2020 03/2021
Drexel University Philadelphia PA 09/2021 03/2022
Drexel University Philadelphia PA 09/2022 09/2023
Paul D. Schreiber High School Port Washington NY 01/2014 06/2018
Drexel University Philadelphia NY 08/2018 06/2020
  • 02/2024 → Present
    Morgan Stanley
    Purchase, NY
  • 09/2023 → 01/2024
    Arbor Realty Trust
    Uniondale, NY
  • 03/2022 → 09/2022
    Comcast Corporation
    Philadelphia, PA
  • 03/2021 → 09/2021
    Penn Mutual
    Horsham, PA
  • 06/2020 → 09/2020
    A.D Sutton & Sons
    New York, NY
  • 09/2020 → 03/2021
    Drexel University
    Philadelphia, NY
  • 09/2021 → 03/2022
    Drexel University
    Philadelphia, PA
  • 09/2022 → 09/2023
    Drexel University
    Philadelphia, PA
  • 01/2014 → 06/2018
    Paul D. Schreiber High School
    Port Washington, NY
  • 08/2018 → 06/2020
    Drexel University
    Philadelphia, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-11
S63 Uniform Securities Agent State Law Examination 2024-07-31
  • S65 Uniform Investment Adviser Law Examination
    2024-08-11
  • S63 Uniform Securities Agent State Law Examination
    2024-07-31
Other Names
  • Barrera Mike

View on SEC IAPD

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