James D Aschenbrener

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-04
TX	RA	APPROVED	2026-02-03
OH	RA	APPROVED	2024-05-28

FL RA
APPROVED

Since 2026-02-04
TX RA
APPROVED

Since 2026-02-03
OH RA
APPROVED

Since 2024-05-28

Branch Locations

Bay Village, OH • United States

200 Public Square Ste 1650, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ash Medical, Llc	Cleveland	OH	06/2014	Present
Baird	Cleveland	OH	01/2024	Present

06/2014 → Present

Ash Medical, Llc

Cleveland, OH
01/2024 → Present

Baird

Cleveland, OH

Other Businesses

Still current owner of Ash Medical, LLC. This entity will be dissolved within the next few months as I transition to my new position at Baird Name/Address: Ash Medical, LLC 30706 Wolf Road Start Date: 6/1/14 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-24

S66 Uniform Combined State Law Examination

2024-05-24

Other Names

Chip Aschenbrener

View on SEC IAPD