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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-03-04 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
1610 West End Avenue Suite 103, Nashville, TN 37203-3225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Happy + Hale | Durham | NC | 07/2016 | 05/2019 |
| Durham School Of The Arts | Durham | NC | 01/2014 | 06/2019 |
| The University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2019 | 05/2023 |
| Autism Society Of North Carolina | Raleigh | NC | 05/2021 | 08/2021 |
| Uppsala University | Uppsala | 05/2022 | 07/2022 | |
| Parizade | Durham | NC | 12/2020 | 06/2021 |
| Osteria Georgi | Chapel Hill | NC | 06/2021 | 05/2022 |
| Hawkers Asian Street Food | Chapel Hill | NC | 07/2022 | 08/2023 |
| Krill | Durham | NC | 08/2023 | 12/2023 |
| Fidelity Investments | Durham | NC | 01/2024 | Present |
| Unc-Ch Developmental Learning Center | Chapel Hill | NC | 01/2022 | 05/2022 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-24 |
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